LE Paper 1 Mock Question QID1

wyk747 LE Paper 1 Mock Question

Which of the following two intermediaries are regulated and licensed/registered by the SFC?
I. Independent Financial Advisor
II. Investment Bank
III. Trustee
IV. Insurance Agent

A. I,II
B. II,IV
C. I,III
D. II,III

Answer
[sociallocker id=”3125″]A[/sociallocker]